Salient Wealth Planning
Firm details
- Headquarters
- Encinitas, California
- CRD number
- 327885
- Registered since
- October 31, 2023
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI61.43%
- Individuals38.57%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Salient Wealth Planning is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm is owner-operated and serves individual and family clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for business or institutional clients, and the selection of third‑party advisers. Salient bills clients using a mix of asset‑based fees and fixed fees, identifies itself as a capital allocator, and does not describe ESG integration in its investment process. Filings indicate it operates within a single state.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- Cash & Cash Equivalents7%
- Public Funds/Mutual Funds3%
- Other2%
Contacts
3 of 3
Allison Wooton
Financial AdvisorCRD 4990072
Richard Vertucci
Investment Operations AnalystCRD 6442611
Philip Smith
Managing Director, Financial AdvisorCRD 4231653
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 58Active vs passive
$217M in ETFs
72%
$155M
20%
$61.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $35.3M | 47,201 | 16.32% |
Location
Encinitas, CA
San Diego
Location
Encinitas, CA
Headquartered in Encinitas, CA, in the West of the United States.
- Region
- West
- County
- San Diego
- Address
- 171 Saxony Rd
- Time zone
- PT (UTC-8)
- Office locations
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