SAFE HARBOR WEALTH ADVISORS, LLC
Firm details
- Headquarters
- DUBLIN, Ohio
- CRD number
- 284613
- Registered since
- April 9, 2024
- Website
- bufferedindex.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Individuals64.9%
- HNWI35.1%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Safe Harbor Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2024. The firm serves individual and family clients and acts as a capital allocator, offering financial planning, portfolio management for individuals and small businesses, and selection of third‑party advisers. Its fee schedule includes percentage-of-AUM billing alongside fixed and other fee arrangements. Safe Harbor is not an active ESG investor, is not designated as a multi‑state adviser in the source, and lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds48%
- Other31%
- Exchange Traded Equities19%
- Cash & Cash Equivalents2%
Contacts
3 of 3NICHOLAS GROVES
Vice PresidentCRD 5205751
CORY SICKLES
Owner & Managing PartnerCRD 6319909
HOLLY VEECK
Vice President of OperationsCRD 6024640
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 56Active vs passive
$88M in ETFs
16%
$14.2M
41%
$73.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALLIANZIM US LARGE CAP BUFFER10 FEB ETF (FEBT) | Active | Options Trading | $11.2M | 288,961 | 12.69% |
Location
DUBLIN, OH
FRANKLIN
Location
DUBLIN, OH
Headquartered in DUBLIN, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- FRANKLIN
- Address
- 6099 Frantz Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
THE PENSION GROUP
RIADUBLIN, OH
COMPASS FINANCIAL GROUP, INC.
RIADUBLIN, OH
EGSI INVESTMENT MANAGEMENT
RIADUBLIN, OH
COX & COOK WEALTH ADVISORS
RIADUBLIN, OH
CAPSTONE WEALTH PARTNERS
RIADUBLIN, OH
LYNCH FINANCIAL GROUP
RIADUBLIN, OH