SAB Group Financial, P.A

RIASEC Registered
Total AUM
$2.2M
Discretionary
$0
0% of AUM
Avg account
$121K
Accounts
18
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
147008
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals64.87%
  • HNWI35.13%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

SAB Group Financial, P.A. is a corporation owned by an individual that combines accounting services with portfolio management for individuals and small businesses. The firm’s client focus is individual and family accounts and it charges fees as a percentage of assets under management. According to the profile, the adviser does not present itself as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 45%, Derivatives 31%, Cash & Cash Equivalents 22%, State & Local Bonds 2%45%
  • Non-Exchange Traded Equities45%
  • Derivatives31%
  • Cash & Cash Equivalents22%
  • State & Local Bonds2%

Contacts

1 of 1
  • Scot Bennett

    PresidentCRD 3151998

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth