S. Williams Capital, LLC

RIASEC RegisteredEst. 2025
Total AUM
$29.2M
Discretionary
$29.2M
100% of AUM
Avg account
$1.6M
Accounts
18
Employees
1
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
173204
Registered since
January 2, 2025
Website
www.swilliamscapital.com
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI51.5%
  • Corporations / Businesses40.27%
  • Individuals8.23%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

S. Williams Capital, LLC is an independent registered investment adviser organized as an LLC and listed as SEC-registered in 2025. The firm is individually owned and focuses on portfolio management for individuals, families and small businesses. Its fee model combines a percentage-of-AUM charge with the possibility of performance-based fees. The firm is not positioned as a multi-state adviser or pension consultant and does not describe itself as an active ESG investor or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Non-Exchange Traded Equities 18%, US Government Bonds 5%, Cash & Cash Equivalents 4%73%
  • Exchange Traded Equities73%
  • Non-Exchange Traded Equities18%
  • US Government Bonds5%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • Scott Williams

    Scott Williams

    Founder and CEOCRD 4586367

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
5 W 37th St
Time zone
ET (UTC-5)
Office locations

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