S.E. Thorn & Co
RIASEC Registered
Total AUM
$26.3M
Discretionary
$0
0% of AUM
Avg account
$417K
Accounts
63
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 113754
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals78.22%
- HNWI21.78%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
S.E. Thorn & Co. operates as an independent registered investment advisor (RIA) focused on providing personalized financial planning and portfolio management services primarily for individuals and families. The firm is structured as a sole proprietorship and is owned by an individual. S.E. Thorn & Co. does not engage in capital allocation and is not classified as a multi-state adviser. The firm has gained recognition in the industry, notably being listed among the top RIA firms by FA Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Cash & Cash Equivalents4%
- Public Funds/Mutual Funds2%
- State & Local Bonds1%
Contacts
1 of 1Stuart Thorn
PrincipalCRD 715959
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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