RUSSELL INVESTMENTS

RIASEC RegisteredEst. 2025
Total AUM
Avg account
$0
Accounts
0
Employees
569
Advisory reps
6

Firm details

Headquarters
SEATTLE, Washington
CRD number
335782
Registered since
May 6, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Russell Investments is organized as a limited liability company and is registered with the SEC as of 2025. The firm reports a primarily institutional client base and describes its core advisory activity as portfolio management for investment companies, which indicates a focus on managing pooled or registered fund vehicles rather than one-off private client portfolios. Ownership is listed as a domestic entity/individual and the firm identifies as a related adviser, suggesting it operates within a broader group of affiliated entities. Its fee model combines asset-based fees with performance-based fees, consistent with managers that run collective investment vehicles and negotiate incentive arrangements. The firm does not identify itself as an active ESG investor and does not present itself as a multi-state adviser in the available filing.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • AMY E CURRAN

    Chief Compliance OfficerCRD 4876594

  • HOWARD BRIAN SURLOFF

    Chief Legal OfficerCRD 7525747

  • MARK DAVID PALTROWITZ

    Managing Director & Chief Risk OfficerCRD 2787627

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Contacts

1 of 1
  • VERNON BARBACK

    Vice ChairmanCRD 4347165

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SEATTLE, WA

KING

Location

SEATTLE, WA

Headquartered in SEATTLE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
401 Union St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth