Rubicon Advisors

RIASEC Registered

Total AUM

$421M

Discretionary

$421M

100% of AUM

Avg account

$190K

Accounts

2,219

Employees

Advisory reps

Firm details

Headquarters: Redding, California
CRD number: 174447
Registered since: January 27, 2017
Website: www.rubiconadvisors.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.82%
Individuals40.38%
Charitable Organizations0.83%
Corporations / Businesses0.75%
Pension & Profit Sharing Plans0.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Rubicon Advisors is an independent, partnership-structured RIA that acts as a capital allocator for both individual/family and institutional clients. The firm is SEC-registered (registration year 2017) and offers fee arrangements that include a percentage of AUM, hourly charges, and fixed fees. Core advisory services named on the firm’s materials include financial planning, portfolio management for individuals/small businesses and for institutional clients, pension consulting, and selection of other advisers. Rubicon reports an owner-type of “individual,” does not describe itself as an active ESG investor, and lists relationships or affiliations with an accountant and an insurance company.