RUBICON ADVISORS

RIASEC RegisteredEst. 2017

Total AUM

$421M

Discretionary

$421M

100% of AUM

Avg account

$190K

Accounts

2,219

Employees

Advisory reps

Firm details

Headquarters: REDDING, California
CRD number: 174447
Registered since: January 27, 2017
Website: www.rubiconadvisors.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.82%
Individuals40.38%
Charitable Organizations0.83%
Corporations / Businesses0.75%
Pension & Profit Sharing Plans0.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Rubicon Advisors operates as an independent registered investment adviser organized as a partnership and SEC-registered since 2017. The firm is owned by an individual and presents itself as a capital allocator that serves both individual and family clients as well as institutional investors. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm's ADV lists a broad set of advisory capabilities: financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, selection of other advisers, and pension consulting services. The snapshot flags the firm as not an active ESG investor and not a multi-state adviser; it also notes that Rubicon undertakes selection of third-party managers, consistent with its capital-allocator role.