Rothwell Investment Advisors
Firm details
- Headquarters
- Salem, Massachusetts
- CRD number
- 337504
- Registered since
- July 29, 2025
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals50.49%
- HNWI48.94%
- Corporations / Businesses0.57%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Rothwell Investment Advisors is an independent, individually owned limited liability company that provides fee-based wealth management and financial planning for individuals, families and institutional clients. The firm is registered with the SEC (registration year 2025) and charges clients a percentage of assets under management. Its core advisory services include financial planning and discretionary portfolio management for individuals and small businesses. Rothwell reports a preference for equity exposures, does not identify as an active ESG investor, and does not operate as a capital allocator — instead it relies on third-party managers for alternative strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- State & Local Bonds9%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents2%
- Non-Exchange Traded Equities1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 80Active vs passive
$6M in ETFs
98%
$5.9M
1%
$132K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $4.1M | 40,452 | 67.80% |
Location
Salem, MA
Essex
Location
Salem, MA
Headquartered in Salem, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Essex
- Address
- 11 A Derby Sq
- Time zone
- ET (UTC-5)
- Office locations
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