Roth Financial Partners LLC
Firm details
- Headquarters
- Kingwood, Texas
- CRD number
- 309814
- Registered since
- August 20, 2020
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI90.22%
- Individuals9.65%
- State / Municipal Government0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Roth Financial Partners LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2020. The firm serves individual and family clients and provides financial planning and portfolio management for individuals, small businesses, and businesses or institutions. Its fee schedule includes percentage-of-assets, hourly charges, and fixed fees. The firm is not described as a capital allocator, does not identify as an active ESG investor, and is not flagged as a multi-state adviser in the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Cash & Cash Equivalents10%
- State & Local Bonds4%
- Exchange Traded Equities3%
Contacts
3 of 3
Peter Roth
Wealth AdvisorCRD 1201110
Eric Johnson
Financial AdvisorCRD 6771240
James Roth
Financial AdvisorCRD 5814006
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$347M in ETFs
100%
$347M
0%
$347K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $76.8M | 102,531 | 22.10% |
Location
Kingwood, TX
Harris
Location
Kingwood, TX
Headquartered in Kingwood, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 855 Rockmead Dr
- Time zone
- CT (UTC-6)
- Office locations
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