Roth Financial Partners LLC
Firm details
- Headquarters
- Kingwood, Texas
- CRD number
- 309814
- Registered since
- August 20, 2020
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI90.22%
- Individuals9.65%
- State / Municipal Government0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Roth Financial Partners LLC is an independent registered investment adviser that began SEC registration in 2020. The firm operates as a limited liability company with ownership split between a domestic entity and individual owners and focuses on individual and family clients. Its service mix centers on financial planning and discretionary portfolio management for individuals, small businesses, and institutional/business clients. Fee arrangements include asset-based fees, hourly billing, and fixed fees. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not serve as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Cash & Cash Equivalents10%
- State & Local Bonds4%
- Exchange Traded Equities3%
Contacts
3 of 3
James Roth
Financial AdvisorCRD 5814006
Eric Johnson
Director of InvestmentsCRD 6771240
Peter Roth
Wealth AdvisorCRD 1201110
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$343M in ETFs
100%
$342M
<1%
$685K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $78.4M | 102,393 | 22.88% |
Location
Kingwood, TX
Harris
Location
Kingwood, TX
Headquartered in Kingwood, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 855 Rockmead Dr
- Time zone
- CT (UTC-6)
- Office locations
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