ROTH FINANCIAL PARTNERS LLC

Overview

Roth Financial Partners LLC is an independent registered investment adviser that has been SEC-registered since 2020 and focuses on individual and family clients. The firm offers financial planning and portfolio management for individuals, small businesses and institutional/business clients. Its fee model combines percentage-of-AUM billing with hourly and fixed-fee engagements, which supports both ongoing investment management relationships and standalone planning projects. The adviser does not identify as an active ESG investor and is not structured as a multi-state adviser. Investment activity shows a clear preference for pooled public vehicles—mutual funds and ETFs—rather than concentrated single-stock strategies or broad allocations to third‑party private alternative managers. Portfolios appear constructed with diversified public exposures and limited direct equity positions, suggesting a tilt toward core-satellite implementation with an emphasis on liquid, easily traded funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices