Rossby Financial, LLC

RIASEC Registered

Total AUM

$855M

Discretionary

$844M

99% of AUM

Avg account

$219K

Accounts

3,910

Employees

Advisory reps

Firm details

Headquarters: Melbourne, Florida
CRD number: 324631
Registered since: February 24, 2023
Website: www.rossbyfinancial.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals80.05%
HNWI18.86%
Pension & Profit Sharing Plans1.07%
Corporations / Businesses0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Rossby Financial, LLC is an independent registered investment adviser that describes itself as a capital allocator for both individual/family and institutional clients. The firm is SEC-registered (year of registration: 2023) and operates as an LLC owned by an individual. Its client work spans financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, selection of other advisers, and educational seminars and workshops. Fee arrangements include asset-based fees, hourly charges, and fixed fees. The firm appears to combine a multi-product public market approach—including mutual funds and ETFs—with access to third‑party alternative managers. Rossby also explicitly performs manager selection, signaling that a material part of its value proposition is allocating client capital to external managers and strategies rather than running only in‑house pots.