Rossby Financial, LLC
Firm details
- Headquarters
- Melbourne, Florida
- CRD number
- 324631
- Registered since
- February 24, 2023
- Website
- www.rossbyfinancial.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals80.05%
- HNWI18.86%
- Pension & Profit Sharing Plans1.07%
- Corporations / Businesses0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Rossby Financial, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm is owned by an individual and positions itself as a capital allocator that sources and places client capital with outside managers in addition to managing portfolios directly. Its client base includes both individuals and families as well as institutional clients. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Core advisory activities listed for the firm include financial planning, portfolio management for private and institutional clients, selection of other advisers, and running educational seminars or workshops. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities23%
- Cash & Cash Equivalents6%
- Other5%
- US Government Bonds1%
Owners & executives
3 of 7
Kelly Renner
Founder and CEOCRD 4496278
Briana D'esposito
Founder & CEOCRD 7231539
Melissa Reaktenwalt
Founder & CEOCRD 5273962
Contacts
3 of 22
Brandon Clark
Financial AdvisorCRD 6718148
Stephen Florio
Investment Advisor RepresentativeCRD 1186577
Jason Renner
Financial PlannerCRD 5644014
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 853Active vs passive
$412M in ETFs
86%
$354M
9%
$58.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CALVERT INTERNATIONAL RESPONSIBLE INDEX ETF (CVIE) | Calvert | Passive | Foreign Large Blend | $33.6M | 395,225 | 8.15% |
Location
Melbourne, FL
Brevard
Location
Melbourne, FL
Headquartered in Melbourne, FL, in the South of the United States.
- Region
- South
- County
- Brevard
- Address
- 2412 Irwin St
- Time zone
- ET (UTC-5)
- Office locations
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