Rosenwald Capital Management, Inc.

RIASEC RegisteredEst. 2018
Total AUM
$248M
Discretionary
$248M
100% of AUM
Avg account
$82.7M
Accounts
3
Employees
6
Advisory reps
6

Firm details

Headquarters
Redondo Beach, California
CRD number
290118
Registered since
February 26, 2018
Custodians
JTC GROUP
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles63.81%
  • Charitable Organizations36.19%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rosenwald Capital Management, Inc. is a corporation that operates as a hedge fund-style advisor to institutional investors. Registered with the SEC in 2018, the firm focuses on portfolio management for pooled investment vehicles and for businesses or institutional clients. Its compensation mixes asset-based fees with performance-based fees, consistent with the firm’s role as sponsor and manager of pooled vehicles. Rosenwald is not positioned as a multi-state adviser or a pension consultant, and it does not describe itself as an active ESG investor. The firm also carries industry roles beyond pure advisory work: it has acted as an investment adviser or similar entity, served as a sponsor of LPs (excluding pooled investment vehicles), and taken on sponsor/GP or managing-member responsibilities for pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 95%, Exchange Traded Equities 4%, Cash & Cash Equivalents 1%95%
  • Private Funds95%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Anita Vora

    Chief Financial OfficerCRD 6860205

  • Christopher Ha

    Christopher Ha

    Partner and Chief Compliance OfficerCRD 6095216

Contacts

3 of 4
  • Jill Rosenwald

    DirectorCRD 6231227

  • Jocelyn Rosenwald

    Jocelyn Rosenwald

    Board MemberCRD 6860202

  • James Rosenwald

    James Rosenwald

    Founding PartnerCRD 1241892

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Redondo Beach, CA

Los Angeles

Location

Redondo Beach, CA

Headquartered in Redondo Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
121 W Torrance Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth