Rosenwald Capital Management, Inc.
Firm details
- Headquarters
- Redondo Beach, California
- CRD number
- 290118
- Registered since
- February 26, 2018
- Custodians
- JTC GROUP
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles63.81%
- Charitable Organizations36.19%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Rosenwald Capital Management, Inc. is a corporation that operates as a hedge fund-style advisor to institutional investors. Registered with the SEC in 2018, the firm focuses on portfolio management for pooled investment vehicles and for businesses or institutional clients. Its compensation mixes asset-based fees with performance-based fees, consistent with the firm’s role as sponsor and manager of pooled vehicles. Rosenwald is not positioned as a multi-state adviser or a pension consultant, and it does not describe itself as an active ESG investor. The firm also carries industry roles beyond pure advisory work: it has acted as an investment adviser or similar entity, served as a sponsor of LPs (excluding pooled investment vehicles), and taken on sponsor/GP or managing-member responsibilities for pooled vehicles.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds95%
- Exchange Traded Equities4%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2Anita Vora
Chief Financial OfficerCRD 6860205
Christopher Ha
Partner and Chief Compliance OfficerCRD 6095216
Contacts
3 of 4Jill Rosenwald
DirectorCRD 6231227

Jocelyn Rosenwald
Board MemberCRD 6860202

James Rosenwald
Founding PartnerCRD 1241892
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Redondo Beach, CA
Los Angeles
Location
Redondo Beach, CA
Headquartered in Redondo Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 121 W Torrance Blvd
- Time zone
- PT (UTC-8)
- Office locations
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