ROSENWALD CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2018
Total AUM
$248M
Discretionary
$248M
100% of AUM
Avg account
$82.7M
Accounts
3
Employees
6
Advisory reps
6

Firm details

Headquarters
REDONDO BEACH, California
CRD number
290118
Registered since
February 26, 2018
Custodians
JTC GROUP
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles63.81%
  • Charitable Organizations36.19%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rosenwald Capital Management, Inc. operates as a hedge fund adviser focused on institutional clients and pooled investment vehicles. The firm provides portfolio management for pooled vehicles and for businesses or institutions, using a fee model that combines a percentage of assets under management with performance-based fees. Rosenwald is not positioned as an ESG investor and does not claim multi-state advisory status. The firm’s investment activity centers on actively managed alternative strategies. It sponsors and manages pooled funds and acts in roles consistent with a sponsor, general partner or managing member, indicating hands-on involvement in fund structuring and manager selection. That setup supports a strategy mix that emphasizes private funds and hedge-style allocations rather than broad retail separations or simple long-only public equity mandates.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 95%, Exchange Traded Equities 4%, Cash & Cash Equivalents 1%95%
  • Private Funds95%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • ANITA VORA

    Chief Financial OfficerCRD 6860205

  • CHRISTOPHER HA

    Partner and Chief Compliance OfficerCRD 6095216

Contacts

3 of 4
  • JILL ROSENWALD

    DirectorCRD 6231227

  • JOCELYN ROSENWALD

    Board MemberCRD 6860202

  • JAMES ROSENWALD

    Founding PartnerCRD 1241892

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

REDONDO BEACH, CA

LOS ANGELES

Location

REDONDO BEACH, CA

Headquartered in REDONDO BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
121 W Torrance Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth