ROSEMAN WAGNER WEALTH MANAGEMENT

RIASEC RegisteredEst. 2008

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$960K

Accounts

1,602

Employees

Advisory reps

Firm details

Headquarters: ROCKLIN, California
CRD number: 148221
Registered since: September 16, 2008
Website: rosemanwagner.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI77.18%
Pooled Investment Vehicles11.81%
Individuals4.99%
Pension & Profit Sharing Plans3.9%
Corporations / Businesses1.43%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Roseman Wagner Wealth Management is an independent registered investment adviser formed in 2008 that serves individuals, families and institutional clients. The firm provides financial planning and portfolio management across individual and pooled vehicles, and it also advises businesses and small institutions. Fee arrangements include both percentage-of-assets and performance-based structures. Roseman Wagner is not active on ESG mandates, does not position itself as a capital allocator, and reports ownership as a mix of a domestic entity and an individual. The firm also appears on filings as a sponsor, general partner or managing member of pooled investment vehicles and maintains an affiliation with an insurance company.