Roseman Wagner Wealth Management

RIASEC RegisteredEst. 2008

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$960K

Accounts

1,602

Employees

Advisory reps

Firm details

Headquarters: Rocklin, California
CRD number: 148221
Registered since: September 16, 2008
Website: rosemanwagner.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI77.18%
Pooled Investment Vehicles11.81%
Individuals4.99%
Pension & Profit Sharing Plans3.9%
Corporations / Businesses1.43%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Roseman Wagner Wealth Management is an independent registered investment adviser operating as a corporation since 2008. The firm serves both individual and family clients and institutional clients, providing financial planning and portfolio management across individuals/small businesses, pooled investment vehicles, and business or institutional accounts. Its compensation model includes asset-based fees and performance-based fees. Roseman Wagner is not identified as a capital allocator and does not position itself as an active ESG investor. The firm also appears as an insurance company sponsor and as a general partner/managing member of pooled vehicles in its affiliations.