ROSECAP INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 2020

Total AUM

$528M

Discretionary

$526M

100% of AUM

Avg account

$707K

Accounts

746

Employees

Advisory reps

Firm details

Headquarters: GRAND JUNCTION, Colorado
CRD number: 152054
Registered since: March 5, 2020
Website: rosecap.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI80.83%
Individuals13.51%
Corporations / Businesses3.89%
Charitable Organizations1.77%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Rosecap Investment Advisors, LLC is an independent registered investment adviser that runs client portfolios with a clear equity tilt and a preference for exchange-traded instruments as core exposures. The firm provides financial planning, discretionary portfolio management for individuals, small businesses and institutions, and runs educational workshops. Its business model charges clients a percentage of assets under management and focuses on producing diversified, ETF-centric equity allocations rather than thematic or ESG-focused mandates—the firm is not an active ESG investor. Investment activity centers on broad-market equity exposure delivered largely through ETFs, supplemented by individual equity positions and third-party alternative real estate allocations. Given the mix of services and client types, Rosecap appears to operate as a traditional RIA practice that uses low-cost, liquid ETFs for portfolio cores and adds select stock holdings and real estate vehicles for diversification or tactical opportunities.