Rosecap Investment Advisors, LLC
Firm details
- Headquarters
- Grand Junction, Colorado
- CRD number
- 152054
- Registered since
- March 5, 2020
- Website
- rosecap.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.83%
- Individuals13.51%
- Corporations / Businesses3.89%
- Charitable Organizations1.77%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Rosecap Investment Advisors, LLC is an independent registered investment adviser that provides financial planning and discretionary portfolio management for individuals, families, small businesses and institutional clients. The firm charges fees based on a percentage of assets under management and offers educational seminars and workshops as part of its advisory activities. Rosecap is registered with the SEC and completed its registration in 2020. The firm does not identify as an active ESG investor and does use outside accounting professionals as an industry affiliation.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Public Funds/Mutual Funds18%
- State & Local Bonds4%
- US Government Bonds3%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Autumn Schultz
Chief Compliance OfficerCRD 7307266
Contacts
3 of 4
Matthew Rosenberg
PresidentCRD 5737037
Heather Holtzinger
Financial AdvisorCRD 2717242
Ethan Corman
Portfolio ManagerCRD 6442620
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 307Active vs passive
$561M in ETFs
88%
$491M
11%
$69.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $82.6M | 897,808 | 14.74% |
Location
Grand Junction, CO
Mesa
Location
Grand Junction, CO
Headquartered in Grand Junction, CO, in the West of the United States.
- Region
- West
- County
- Mesa
- Address
- 200 Grand Ave
- Time zone
- MT (UTC-7)
- Office locations
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