ROSE CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2014

Total AUM

$608M

Discretionary

$485M

80% of AUM

Avg account

$663K

Accounts

917

Employees

Advisory reps

Firm details

Headquarters: MIAMI BEACH, Florida
CRD number: 173054
Registered since: October 1, 2014
Website: rosecapitaladvisors.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI93.99%
Individuals5.03%
Charitable Organizations0.98%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Rose Capital Advisors, LLC is an independent registered investment adviser that functions as a capital allocator for both individual/family and institutional clients. The firm provides financial planning and discretionary portfolio management across individual accounts, small businesses, pooled investment vehicles and institutional mandates, and it also performs selection of other advisers. Its fee arrangements are flexible—percentage of AUM, hourly, fixed fees and performance-based fees all appear in its structure—allowing it to serve different client models and vehicle types. Investment preferences skew toward traditional public funds and mutual funds as the primary building blocks of client portfolios, but the firm also allocates to external alternative managers. Rose Capital Advisors is not classified as an active ESG investor. It operates as a single-owner, limited liability company that registered with the SEC in 2014.