Rose Capital Advisors, LLC

RIASEC RegisteredEst. 2014
Total AUM
$608M
Discretionary
$485M
80% of AUM
Avg account
$663K
Accounts
917
Employees
14
Advisory reps
14

Firm details

Headquarters
Miami Beach, Florida
CRD number
173054
Registered since
October 1, 2014
Website
rosecapitaladvisors.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI93.99%
  • Individuals5.03%
  • Charitable Organizations0.98%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Rose Capital Advisors, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and in operation since 2014. The firm identifies as a capital allocator and serves both individual/family and institutional clients. Its fee arrangements are flexible and include percentage-of-assets, hourly, fixed-fee, and performance-based structures. Core advisory services include financial planning, portfolio management for individuals, small businesses, pooled investment vehicles, and institutions, and the selection of third‑party advisers. The firm is not listed as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 40%, Other 35%, Exchange Traded Equities 16%, Cash & Cash Equivalents 6%, State & Local Bonds 3%40%
  • Public Funds/Mutual Funds40%
  • Other35%
  • Exchange Traded Equities16%
  • Cash & Cash Equivalents6%
  • State & Local Bonds3%

Owners & executives

3 of 3
  • Miguel Sosa

    Miguel Sosa

    CEO and PresidentCRD 1062639

  • Shummi Jindal

    Shummi Jindal

    Managing Partner and Chief Compliance OfficerCRD 4870159

  • Sanjeev Yadav

    Sanjeev Yadav

    Founder and CEOCRD 6542521

Contacts

3 of 11
  • Annamalai Ramaswamy

    Annamalai Ramaswamy

    Registered RepresentativeCRD 5804946

  • Eddy Park

    Eddy Park

    Client Relationship ManagerCRD 5836058

  • Daniel Rosales

    Daniel Rosales

    Investments and Portfolio ManagerCRD 5851473

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Miami Beach, FL

Miami Dade

Location

Miami Beach, FL

Headquartered in Miami Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
119 Washington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

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