Rose Capital

Overview

Rose Capital is a small, sole-proprietorship advisory practice focused on portfolio management for individual and family clients and small businesses. The firm runs a fee model that combines a percentage-of-AUM component with fixed fees, and it manages all of its reported assets on a discretionary basis. Investment posture tilts clearly toward equities, with the majority of assets held in exchange-traded instruments. Rose Capital does not position itself as an ESG-focused manager, and its operations are confined to a single-state footprint per its filings. The adviser does not act as a capital allocator or run pooled funds; instead it places client capital with external managers when alternative exposure is needed and deploys direct instruments (notably corporate debt) where appropriate. Custody and trading appear centralized through a single major custodian, which supports a compact advisory infrastructure suited to a high-average-balance client base.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices