Roscoe Financial

Overview

Roscoe Financial is an independent registered investment adviser operating as a corporation with an individual owner. The firm serves primarily individual and family clients and combines financial planning with portfolio management services for individuals, small businesses and institutional/business clients. Its advisory model is largely non‑discretionary: the firm's reported assets are held as non‑discretionary advisory relationships rather than in discretionary mandate. Investment implementation centers on publicly available pooled funds and third‑party managers. Roscoe Financial uses mutual funds and public funds as the core of client portfolios and supplements those exposures with external alternative managers that provide hedge fund and real estate strategies. The firm charges fees on a percentage‑of‑AUM basis and also uses hourly and fixed fees for planning or project work. It is not positioned as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices