Rosasharn Investment Management, LLC
RIASEC Registered
Total AUM
$1.5M
Discretionary
$1.5M
100% of AUM
Avg account
$250K
Accounts
6
Employees
1
Advisory reps
2
Firm details
- Headquarters
- ,
- CRD number
- 173541
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Rosasharn Investment Management, LLC is an independent, owner-operated RIA organized as an LLC that provides portfolio management for individuals, families and small businesses. The firm charges fees based on a percentage of assets under management and may also assess performance-based fees. Its client base is concentrated on individual and family investors. Rosasharn does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Cash & Cash Equivalents20%
Owners & executives
1 of 1Jason Kim
Chief Investment OfficerCRD 6408615
Contacts
1 of 1Linda Qu
Non-Managing MemberCRD 6408631
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations