ROI Financial
Firm details
- Headquarters
- Beaverton, Oregon
- CRD number
- 160100
- Registered since
- July 29, 2021
- Website
- roi-fa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.88%
- Individuals19.28%
- Pension & Profit Sharing Plans2.84%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
ROI Financial is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm registered with the SEC in 2021 and serves both individual/family and institutional clients. Core services listed on its Form ADV include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Fee arrangements are flexible and combine a percentage-of-AUM model with hourly and fixed-fee engagements. ROI Financial is not positioned as a capital allocator and does not identify as an active ESG investor; it maintains an affiliation with an accountant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds34%
- Cash & Cash Equivalents6%
Owners & executives
1 of 1
Lance Johnson
CEO & Investment Advisor RepresentativeCRD 2244093
Contacts
1 of 1
Trevor Bruno
Associate AdvisorCRD 7300888
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$31.4M in ETFs
81%
$25.4M
19%
$6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $6.1M | 16,533 | 19.41% |
Location
Beaverton, OR
Washington
Location
Beaverton, OR
Headquartered in Beaverton, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.
- Metro area
- Portland-Vancouver-Salem, OR-WA
- Region
- West
- County
- Washington
- Address
- 14675 Sw Millikan Way
- Time zone
- PT (UTC-8)
- Office locations
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