ROI FINANCIAL
Firm details
- Headquarters
- BEAVERTON, Oregon
- CRD number
- 160100
- Registered since
- July 29, 2021
- Website
- roi-fa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.88%
- Individuals19.28%
- Pension & Profit Sharing Plans2.84%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
ROI Financial is an independent, SEC‑registered RIA organized as an LLC and registered in 2021. The firm is owned by an individual and serves both private clients (individuals and families) and institutional clients. Its fee model includes percentage-of-AUM billing as well as hourly and fixed-fee arrangements. ROI Financial’s advisory work centers on financial planning and discretionary portfolio management for individuals, small businesses and institutions, and it also provides pension consulting. The firm does not identify as an active ESG investor and is not presented as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds34%
- Cash & Cash Equivalents6%
Owners & executives
1 of 1LANCE JOHNSON
CEO & Investment Advisor RepresentativeCRD 2244093
Contacts
1 of 1Trevor Bruno
Associate AdvisorCRD 7300888
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$32.7M in ETFs
82%
$26.8M
18%
$6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $7.1M | 16,508 | 21.70% |
Location
BEAVERTON, OR
WASHINGTON
Location
BEAVERTON, OR
Headquartered in BEAVERTON, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.
- Metro area
- Portland-Vancouver-Salem, OR-WA
- Region
- West
- County
- WASHINGTON
- Address
- 14675 SW Millikan Way
- Time zone
- PT (UTC-8)
- Office locations
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