ROEHL & YI INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 1999

Total AUM

$959M

Discretionary

$953M

99% of AUM

Avg account

$570K

Accounts

1,683

Employees

Advisory reps

Firm details

Headquarters: EUGENE, Oregon
CRD number: 109258
Registered since: January 12, 1999
Website: roehl-yi.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI80.51%
Individuals12.7%
Corporations / Businesses4.05%
Charitable Organizations1.75%
Pension & Profit Sharing Plans0.99%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Roehl & Yi Investment Advisors, LLC is an independent, SEC-registered RIA formed in 1999 and structured as an LLC with individual ownership. The firm serves both high-net-worth individuals and families as well as institutional clients, providing financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of third-party advisers. Roehl & Yi operates as a capital allocator, meaning it places client assets with external managers in addition to managing portfolios directly. Fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. The firm identifies as an active ESG investor and has an affiliation with an insurance company, which may inform its use of annuities among client investment options.