Roehl & Yi Investment Advisors, LLC

RIASEC RegisteredEst. 1999

Total AUM

$959M

Discretionary

$953M

99% of AUM

Avg account

$570K

Accounts

1,683

Employees

Advisory reps

Firm details

Headquarters: Eugene, Oregon
CRD number: 109258
Registered since: January 12, 1999
Website: roehl-yi.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI80.51%
Individuals12.7%
Corporations / Businesses4.05%
Charitable Organizations1.75%
Pension & Profit Sharing Plans0.99%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Roehl & Yi Investment Advisors, LLC is an independent, SEC-registered registered investment adviser that operates as a capital allocator for both individual/family and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses, and institutions, and it also offers pension consulting and the selection of third‑party advisers. Its fees include AUM-based charges as well as hourly and fixed-fee arrangements. Roehl & Yi identifies as an active ESG investor and lists an insurance company among its industry affiliations. The firm is organized as an LLC and has been SEC-registered since 1999. Ownership is individual rather than corporate, and the business model combines advisory work with allocation to external managers and funds.