ROCKY MOUNTAIN ADVISERS, LLC
Firm details
- Headquarters
- SALINA, Kansas
- CRD number
- 148479
- Registered since
- June 3, 2009
- Website
- investrma.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Investment Companies75.47%
- HNWI19.37%
- Charitable Organizations3.95%
- Individuals1.03%
- Corporations / Businesses0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Rocky Mountain Advisers, LLC is an independent registered investment adviser organized as an LLC and operating since 2009. The firm serves both individuals and families as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses, and investment companies. It charges fees based on a percentage of assets under management and also uses hourly and fixed-fee arrangements. Rocky Mountain Advisers is not positioned as a capital allocator and does not identify as an active ESG investor. The firm maintains an industry affiliation with a trust company and appears focused on traditional advisory services rather than pension consulting or multi-state advisory platforms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Cash & Cash Equivalents5%
- Public Funds/Mutual Funds2%
Owners & executives
2 of 2NICOLE MURPHEY
Chief Compliance OfficerCRD 5885361
Lee Legleiter
Chief Legal OfficerCRD 7515643
Contacts
3 of 3APRIL MCCULLOUGH
Assistant Compliance OfficerCRD 5549386
JACOB HEMMER
Vice PresidentCRD 6051827
Corey Bowen
Administrative AssistantCRD 7590306
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 78Active vs passive
$285M in ETFs
79%
$225M
19%
$59.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SRH US QUALITY GARP ETF (SRHQ) | Passive | Mid Cap Blend | $173M | 4,308,340 | 60.66% |
Location
SALINA, KS
SALINE
Location
SALINA, KS
Headquartered in SALINA, KS, in the Midwest of the United States.
- Region
- Midwest
- County
- SALINE
- Address
- 2121 E Crawford Pl
- Time zone
- CT (UTC-6)
- Office locations
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