Rocky Mountain Advisers, LLC

RIASEC Registered

Total AUM

$3.1B

Discretionary

$3.1B

100% of AUM

Avg account

$7.2M

Accounts

440

Employees

9

Advisory reps

5

Firm details

Headquarters: Salina, Kansas
CRD number: 148479
Registered since: June 3, 2009
Website: investrma.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Investment Companies75.47%
HNWI19.37%
Charitable Organizations3.95%
Individuals1.03%
Corporations / Businesses0.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Rocky Mountain Advisers, LLC is an institutional registered investment adviser that has been SEC-registered since 2009. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and investment companies. Its fee arrangements include asset-based fees alongside hourly and fixed-fee engagements. The firm does not position itself as an ESG-focused investor and lists a trust company among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities93%
Cash & Cash Equivalents5%
Public Funds/Mutual Funds2%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 80

Active vs passive

$325M in ETFs

Passive

80%

$259M

Active

19%

$65.6M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SRH US QUALITY GARP ETF (SRHQ)		Passive	Mid Cap Blend	$200M	4,310,145	61.76%

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Primary office

Salina, KS

Saline

Location

Salina, KS

Headquartered in Salina, KS, in the Midwest of the United States.

Region: Midwest
County: Saline
Address: 2121 E Crawford Pl
Time zone: CT (UTC-6)
Office locations

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