ROCKROSE CAPITAL MANAGEMENT, LLC

RIASEC Registered
Total AUM
$49.3M
Discretionary
$49.3M
100% of AUM
Avg account
$49.3M
Accounts
1
Employees
1
Advisory reps
3

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
141405
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rockrose Capital Management, LLC is a small, institutional-focused hedge fund manager that provides portfolio management for pooled investment vehicles. Organized as a limited liability company and owned by domestic parties, the firm’s business model centers on managing a single pooled hedge fund product for institutional investors. Its stated fee framework includes a percentage-of-assets component plus other charges, consistent with pooled-vehicle fee structures. Rockrose does not position itself as an ESG investor and does not serve as a pension consultant or multi-state adviser. The firm’s activity appears concentrated: it functions as an active manager for a single pooled vehicle rather than as a broad capital allocator across many strategies or separate account mandates. That structure implies Rockrose’s investment decisions are executed at the fund level and directed toward a limited institutional base.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • JED DEMPSEY

    Managing MemberCRD 4500353

  • LAWRENCE KUBAL

    MemberCRD 1669906

  • ROBERT MEADE

    MemberCRD 2704200

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
50 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth