ROCKLINE WEALTH MANAGEMENT LLC
Firm details
- Headquarters
- ISLIP TERRACE, New York
- CRD number
- 324004
- Registered since
- May 1, 2023
- Website
- www.rocklinewealth.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI72.84%
- Individuals12.67%
- Pension & Profit Sharing Plans11.74%
- Corporations / Businesses2.36%
- Charitable Organizations0.4%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Rockline Wealth Management LLC is an independent registered investment adviser that began SEC registration in 2023 and is owned by an individual. The firm serves both private clients (individuals and families) and institutional clients, delivering financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Its fees are a mix of asset-based charges and fixed fees. Rockline does not position itself as a capital allocator and is not listed as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Public Funds/Mutual Funds29%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
- US Government Bonds1%
Contacts
3 of 4MARK ROSE
Executive Vice PresidentCRD 1210133
NICHOLAS COLUZZI
Vice PresidentCRD 6935105
Salvatore Licata
Vice President of Business DevelopmentCRD 7711929
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$6.4M in ETFs
90%
$5.8M
0%
$622K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $1.3M | 2,049 | 20.77% |
Location
ISLIP TERRACE, NY
SUFFOLK
Location
ISLIP TERRACE, NY
Headquartered in ISLIP TERRACE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- SUFFOLK
- Address
- 2701 Sunrise Hwy
- Time zone
- ET (UTC-5)
- Office locations
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