Rockline Wealth Management LLC
Firm details
- Headquarters
- Islip Terrace, New York
- CRD number
- 324004
- Registered since
- May 1, 2023
- Website
- www.rocklinewealth.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI72.84%
- Individuals12.67%
- Pension & Profit Sharing Plans11.74%
- Corporations / Businesses2.36%
- Charitable Organizations0.4%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Rockline Wealth Management LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm is owned by an individual and serves both individual and family clients as well as institutional clients. Its fee arrangements include a percentage-of-AUM model and fixed fees. Advisory services listed on its filings include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Rockline does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Public Funds/Mutual Funds29%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
- US Government Bonds1%
Contacts
3 of 5
Mark Rose
Executive Vice PresidentCRD 1210133
Nicholas Coluzzi
Vice PresidentCRD 6935105
Connor Mushorn
Associate Financial AdvisorCRD 8292467
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$8.2M in ETFs
91%
$7.4M
0%
$753K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $1.5M | 1,944 | 17.74% |
Location
Islip Terrace, NY
Suffolk
Location
Islip Terrace, NY
Headquartered in Islip Terrace, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Suffolk
- Address
- 2701 Sunrise Hwy
- Time zone
- ET (UTC-5)
- Office locations
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