ROCK HARBOR CAPITAL LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
6
Advisory reps
8

Firm details

Headquarters
Birmingham, Michigan
CRD number
327728
Fee structure
Fixed Fees

Firm profile

FINTRX

Overview

Rock Harbor Capital LLC is organized as a limited liability company with an individual owner. The firm reports a fixed-fee advisory model and is not registered as an active ESG investor, multi-state adviser, pension consultant, capital allocator, or related adviser. Its regulatory and classification fields are listed as unclassified, and business/advisory activity detail is minimal. The firm shows industry affiliations with a broker-dealer and an insurance company, which suggests access to distribution and insurance product channels for client solutions. Reported activity is extremely limited: there are no reported clients or assets under management, so Rock Harbor Capital appears not to be actively managing client portfolios at this time or is not reporting client-facing AUM.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • SEAN RITCHLIN

    Founder & Chief Exceutive OfficerCRD 4597922

  • SCOTT LINDSAY

    Chief Operations OfficerCRD 4959213

Contacts

3 of 6
  • Alexander Pinter

    Investment Advisor RepresentativeCRD 8047251

  • Charles Proctor

    Investment Adviser Representative, Registered RepresentativeCRD 7423400

  • Zachary Kozlowski

    Registered RepresentativeCRD 8065011

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Birmingham, MI

OAKLAND

Location

Birmingham, MI

Headquartered in Birmingham, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
OAKLAND
Address
390 Park St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth