Rock Elm Capital Management LLC

Overview

Rock Elm Capital Management LLC is organized as a limited liability company that provides portfolio management services. Its advisory activity, per FINTRX, centers on managing pooled investment vehicles and managing portfolios for businesses or institutional clients. Ownership is noted as a mix of a domestic entity and an individual. The firm bills using a variety of structures — percentage of assets under management, hourly fees, fixed fees and performance-based fees — which suggests flexibility in client arrangements and vehicle types. FINTRX does not classify the firm within one of its standard categories, and the firm is not listed as a capital allocator. Rock Elm Capital Management is not identified as an active ESG investor, is not flagged as a multistate adviser, and is not described as newly formed or as a pension consultant.

Assets & Accounts

Location & Offices