Riwm, LLC

RIASEC Registered
Total AUM
$59M
Discretionary
$0
0% of AUM
Avg account
$596K
Accounts
99
Employees
3
Advisory reps
3

Firm details

Headquarters
Coral Gables, Florida
CRD number
160536
Custodians
RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM, Other
Client types
  • HNWI88.14%
  • Individuals11.86%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Riwm, LLC is a limited liability company operating as a non-independent retail registered investment adviser that focuses on individual and family clients. The firm provides portfolio management for individuals and small businesses and conducts selection of other advisers, positioning itself as a capital allocator rather than a traditional discretionary manager. Its fee arrangement includes a percentage-of-AUM component plus other fee structures. Riwm is not identified as an active ESG investor, does not present as a multi-state adviser, and is affiliated with a broker-dealer.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Other 20%, Cash & Cash Equivalents 10%, US Government Bonds 5%, State & Local Bonds 5%60%
  • Exchange Traded Equities60%
  • Other20%
  • Cash & Cash Equivalents10%
  • US Government Bonds5%
  • State & Local Bonds5%

Contacts

3 of 3
  • Jose Torres Martinez

    Registered RepresentativeCRD 3193555

  • Arturo Rodriguez

    TraineeCRD 5593290

  • Arturo Rodriguez Diaz

    CCOCRD 1301783

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Coral Gables, FL

Miami Dade

Location

Coral Gables, FL

Headquartered in Coral Gables, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
2655 S Le Jeune Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth