Rivonia Road Capital LLC

RIASEC RegisteredEst. 2026
Total AUM
$246M
Discretionary
$246M
100% of AUM
Avg account
$49.2M
Accounts
5
Employees
9
Advisory reps
3

Firm details

Headquarters
Santa Monica, California
CRD number
296295
Registered since
September 1, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rivonia Road Capital LLC is an LLC that manages pooled investment vehicles for institutional clients and operates with commodity-focused registrations — it is listed as a CPO/CTA and provides portfolio management for pooled funds. The firm charges both a percentage-of-assets management fee and performance-based fees, a fee mix consistent with hedge fund and venture capital strategies. The firm reports institutional clients only, does not identify as an active ESG investor, and is not designated as a multi-state adviser. The firm’s regulatory profile shows SEC registration in 2026. Organizationally it is classified across multiple fund-manager roles: hedge fund, venture capital fund, and a multifaceted fund manager. Ownership is recorded as a domestic entity and individual.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Natasha Guttman

    Natasha Guttman

    Chief Financial OfficerCRD 6414128

Contacts

2 of 2
  • Bradley Smiedt

    CRD 3145460

  • Daniel Zinn

    Daniel Zinn

    Co-FounderCRD 5279817

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Santa Monica, CA

Los Angeles

Location

Santa Monica, CA

Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2800 28th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth