River Tree Capital Management

RIASEC Registered
Total AUM
$26.3M
Discretionary
$26.3M
100% of AUM
Avg account
$387K
Accounts
68
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
165530
Custodians
CHARLES SCHWAB & CO., INC., CAPITAL CLIENT GROUP, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI79.81%
  • Individuals18.1%
  • Corporations / Businesses2.09%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

River Tree Capital Management is a small, privately owned corporate RIA that manages portfolios primarily for individuals, families and some institutional clients. The firm charges fees based on a percentage of assets under management and focuses on discretionary portfolio management for individuals and small businesses. It does not position itself as an ESG-focused advisor, is not registered as a multi-state adviser, and does not act as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 58%, Exchange Traded Equities 38%, Cash & Cash Equivalents 4%58%
  • Public Funds/Mutual Funds58%
  • Exchange Traded Equities38%
  • Cash & Cash Equivalents4%

Contacts

1 of 1
  • Dennis Bares

    Dennis Bares

    Portfolio ManagerCRD 6123824

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth