Rival Capital Management, LLC

RIASEC Registered
Total AUM
$3M
Discretionary
$3M
100% of AUM
Avg account
$300K
Accounts
10
Employees
2
Advisory reps
3

Firm details

Headquarters
,
CRD number
332898
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Rival Capital Management, LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves primarily individual and family clients and offers portfolio management and financial planning services tailored to individuals and small businesses. Compensation is a mix of a percentage of assets under management and fixed fees. Rival does not position itself as a multi-state adviser, pension consultant, or active ESG investor, and it does not act as a capital allocator or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 40%, Exchange Traded Equities 27%, US Government Bonds 10%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 8%, Sovereign Bonds 5%40%
  • Public Funds/Mutual Funds40%
  • Exchange Traded Equities27%
  • US Government Bonds10%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds8%

Owners & executives

1 of 1
  • Tina Hernandez

    Tina Hernandez

    Chief Operating OfficerCRD 2247905

Contacts

2 of 2
  • Bradley Stevenson

    Investment Advisor RepresentativeCRD 8038751

  • John Lombardo

    Managing PrincipalCRD 2629733

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth