RIVA RIDGE CAPITAL MANAGEMENT LP

RIASEC RegisteredEst. 2012
Total AUM
$758M
Discretionary
$758M
100% of AUM
Avg account
$68.9M
Accounts
11
Employees
8
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
137716
Registered since
March 1, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles93.77%
  • Corporations / Businesses6.23%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Riva Ridge Capital Management LP is a limited partnership registered with the SEC in 2012 that operates as a hedge fund manager focused on institutional clients. The firm combines an asset-based fee with performance-linked compensation and performs commodity pool operator/commodity trading adviser (CPO/CTA) activities alongside portfolio management for pooled investment vehicles. The ownership structure is domestic (entity and individual), and the firm does not identify as an active ESG investor, a multi-state adviser, or a pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 74%, Non-Exchange Traded Equities 23%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 1%74%
  • Other74%
  • Non-Exchange Traded Equities23%
  • Non-Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • DENNIS PARKS

    CFO & CCOCRD 2805070

Contacts

3 of 3
  • JAMES SHIM

    Founding PartnerCRD 2338791

  • PETER FINELLI

    Partner, Head of ResearchCRD 3196549

  • STEPHEN GOLDEN

    Founding Partner and Portfolio ManagerCRD 2513316

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
55 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth