Ritholtz Wealth Management
Firm details
- Headquarters
- New York, New York
- CRD number
- 168652
- Registered since
- September 16, 2013
- Website
- ritholtzwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI86.2%
- Individuals8.27%
- Pension & Profit Sharing Plans4.39%
- Charitable Organizations0.78%
- Corporations / Businesses0.36%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Ritholtz Wealth Management is an independent, SEC-registered registered investment adviser organized as an LLC and launched in 2013. The firm acts as a capital allocator for both individual and institutional clients and charges a mix of percentage-of-AUM and fixed fees. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of third‑party managers. The firm is not positioned as an active ESG investor. Ritholtz has been recognized in industry rankings, including Financial Times’ Top 300 RIAs (2020), FA Magazine’s Top RIA Firms (2020), Barron’s Top 100 RIAs (2025), and AdvisorHub’s 50 RIA Firms to Watch (2026).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds45%
- Exchange Traded Equities42%
- State & Local Bonds4%
- Private Funds4%
- Cash & Cash Equivalents3%
Owners & executives
3 of 5
Patrick Haley
Chief Trading OfficerCRD 5014261
Joshua Brown
CEOCRD 2781372
Barry Ritholtz
Chairman & Chief Investment OfficerCRD 2723315
Contacts
3 of 56
Michael Batnick
Director of ResearchCRD 5753350
Alan Brockhaus
ParaplannerCRD 5852489
Joel Fishman
Sr. AdvisorCRD 5852876
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 514Active vs passive
$7B in ETFs
78%
$5.5B
20%
$1.5B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $625M | 1,689,593 | 8.96% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 24 W 40th St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
SLR Capital Partners, LLC
RIANew York, NY
Kennedy Lewis Loan Management LLC
RIANew York, NY
Interval Partners, L.P.
RIANew York, NY
SDC Capital Partners, LLC
RIANew York, NY
Altaris, LLC
RIANew York, NY
Joel Isaacson & Co, LLC
RIANew York, NY