Rising Tides Financial, LLC

Overview

Rising Tides Financial, LLC is an independent, owner-operated registered investment adviser that focuses on financial planning and portfolio management for individuals, families and small businesses. The firm operates on a fixed-fee model and positions itself as a hands-on adviser for a relatively small client base rather than a large institutional allocator. It is not flagged as an active ESG investor and does not appear to act as a capital allocator; instead, it relies on third-party managers and liquid public funds for the bulk of its portfolios. Investment activity centers on public funds and mutual funds as the primary vehicle for client exposure, with a supplemental allocation to third-party real estate strategies. The firm’s advisory scope is straightforward: ongoing financial planning and discretionary portfolio management for individual and family clients, with some institutional relationships included in the client mix.

Assets & Accounts

Investments & Alternatives

Location & Offices