Rising Sun Investment Advisers
RIASEC Registered
Total AUM
$9.9M
Discretionary
$9.9M
100% of AUM
Avg account
$5M
Accounts
2
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 309222
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Rising Sun Investment Advisers is an independent, individually owned LLC that provides fee-based portfolio management to individuals and small businesses. The firm charges a percentage-of-assets fee and focuses on discretionary portfolio management rather than institutional or pension consulting work. FINTRX data lists it as a single-state adviser and not an active ESG investor; it is not characterized as a capital allocator or a related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities37%
- Non-Exchange Traded Equities32%
- Public Funds/Mutual Funds19%
- State & Local Bonds4%
- Cash & Cash Equivalents4%
Contacts
1 of 1
Stephen Tufts
Registered RepresentativeCRD 4076496
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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