Ridgeline Wealth Planning LLC
Firm details
- Headquarters
- Centerville, Ohio
- CRD number
- 307702
- Registered since
- April 8, 2024
- Website
- ridgelinewealthplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.44%
- Individuals37.06%
- Charitable Organizations1.07%
- Corporations / Businesses0.35%
- Pension & Profit Sharing Plans0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Ridgeline Wealth Planning LLC is an independent, owner-operated registered investment adviser structured as an LLC and registered with the SEC in 2024. The firm positions itself as a capital allocator serving both individual and family clients as well as institutional clients. Its advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. Fee arrangements are flexible and include a percentage-of-assets model along with hourly and fixed-fee engagements. The firm reports it is not an active ESG investor and does not operate as a multi-state adviser or a related adviser. As a capital allocator, Ridgeline deploys third-party managers for select alternative strategies in addition to managing public fund exposures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities7%
- Cash & Cash Equivalents2%
- Other1%
Contacts
3 of 5
Scott Simons
President and Financial AdvisorCRD 4969653
Daniel Evans
Financial AdviserCRD 7584869
Daniel Mick
Financial AdvisorCRD 7946371
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$240M in ETFs
15%
$36M
49%
$204M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $42.1M | 478,689 | 17.54% |
Location
Centerville, OH
Montgomery
Location
Centerville, OH
Headquartered in Centerville, OH, anchoring the Dayton-Springfield-Kettering, OH metro in the Midwest.
- Metro area
- Dayton-Springfield-Kettering, OH
- Region
- Midwest
- County
- Montgomery
- Address
- 1700 Lyons Rd
- Time zone
- ET (UTC-5)
- Office locations
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