RIDGELINE WEALTH PLANNING LLC
Firm details
- Headquarters
- CENTERVILLE, Ohio
- CRD number
- 307702
- Registered since
- April 8, 2024
- Website
- ridgelinewealthplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.44%
- Individuals37.06%
- Charitable Organizations1.07%
- Corporations / Businesses0.35%
- Pension & Profit Sharing Plans0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Ridgeline Wealth Planning LLC is an independent, SEC-registered RIA organized as an LLC and owned by an individual. The firm serves both individual and family clients and institutional accounts, offering fee arrangements that include a percentage of AUM, hourly fees, and fixed fees. Its advisory scope covers comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Ridgeline identifies as a capital allocator but is not an active ESG investor and does not describe itself as a multi-state adviser. The firm registered with the SEC in 2024 and positions itself to combine planning and discretionary portfolio management. Its service mix indicates a hybrid approach: ongoing asset management for discretionary relationships plus consulting and planning engagements billed on hourly or fixed-fee bases.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities7%
- Cash & Cash Equivalents2%
- Other1%
Contacts
3 of 5SCOTT SIMONS
President and Financial AdvisorCRD 4969653
Daniel Mick
Financial AdvisorCRD 7946371
Maria Martinez
Financial AdvisorCRD 8155322
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 49Active vs passive
$205M in ETFs
17%
$35.2M
49%
$169M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $34.3M | 448,546 | 16.77% |
Location
CENTERVILLE, OH
MONTGOMERY
Location
CENTERVILLE, OH
Headquartered in CENTERVILLE, OH, anchoring the Dayton-Springfield-Kettering, OH metro in the Midwest.
- Metro area
- Dayton-Springfield-Kettering, OH
- Region
- Midwest
- County
- MONTGOMERY
- Address
- 1700 Lyons Rd
- Time zone
- ET (UTC-5)
- Office locations
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