RIDGEBACK SECURITIES, LTD

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
19
Avg account
$0

Firm details

Headquarters
HOUSTON, Texas
CRD number
120448
Registered since
September 12, 2002
Website
mccltd.com

Firm profile

FINTRX

Overview

Ridgeback Securities, Ltd is organized as a partnership and appears on SEC registration records with an inception date of 2002. The firm is listed as owned by a mix of a domestic entity and an individual and is categorized in the source as "unclassified," meaning it does not sit neatly in the common RIA subtypes reported in the dataset. The snapshot indicates a limited profile of advisory activities: Ridgeback is not identified as a capital allocator, it is not flagged as an active ESG investor, and it is not listed as a multi-state adviser, pension consultant, or related adviser. The public-facing data in the source does not provide a stated investment mandate, fee structure, client segments, or a breakdown of services offered.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • ERIC CAISSE

    Chief Investment Officer & PartnerCRD 2918662

  • AVIVA SAPERS

    President, CEOCRD 1301333

  • WILLIAM VANPELT

    Chief Compliance OfficerCRD 1716622

Contacts

3 of 16
  • EVA CREIXELL

    CRD 7398776

  • ALFRED KNAPP

    PartnerCRD 4295085

  • Joseph Porter

    PartnerCRD 7127880

Unlock 13 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
1218 Webster St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth