Ridgeback Securities, Ltd

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
120448
Registered since
September 12, 2002
Website
mccltd.com

Firm profile

FINTRX

Overview

Ridgeback Securities, Ltd is organized as a partnership and is SEC-registered since 2002. Public disclosures about the firm's business model, client segments, fee schedule and advisory activities are minimal: the firm’s snapshot lists its classification as "Unclassified" and identifies its owner type as a domestic entity and individual. Registry flags indicate Ridgeback is not a capital allocator, does not identify as an active ESG investor, and is not listed as a pension consultant or related adviser. The firm has not provided narrative materials about its investment process, target clients, or service lines, so there is little public detail on how it positions itself in the wealth-management ecosystem or what client solutions it emphasizes.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Eric Caisse

    Eric Caisse

    Chief Investment Officer & PartnerCRD 2918662

  • Aviva Sapers

    Aviva Sapers

    President, CEOCRD 1301333

  • William Vanpelt

    William Vanpelt

    Chief Compliance OfficerCRD 1716622

Contacts

3 of 17
  • Eva Creixell

    Eva Creixell

    CRD 7398776

  • Alfred Knapp

    PartnerCRD 4295085

  • Joseph Porter

    PartnerCRD 7127880

Unlock 14 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1218 Webster St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth