Ridgeback Securities, Ltd

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
120448
Registered since
September 12, 2002
Website
mccltd.com

Firm profile

FINTRX

Overview

Ridgeback Securities, Ltd. is organized as a partnership and has been registered with the SEC since 2002. Public records classify the firm as "unclassified" and indicate ownership by a combination of a domestic entity and an individual. FINTRX data flag Ridgeback as not operating as a capital allocator and not designating itself an active ESG investor; it is also listed as not being a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The firm has not published granular details to FINTRX about its client mix, advisory offerings, or fee schedules. There are no firm-provided descriptions of its investment approach, target client segments, or the specific business activities it conducts in a wealth- or asset-management capacity.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Eric Caisse

    Eric Caisse

    Chief Investment Officer & PartnerCRD 2918662

  • Aviva Sapers

    Aviva Sapers

    President, CEOCRD 1301333

  • William Vanpelt

    William Vanpelt

    Chief Compliance OfficerCRD 1716622

Contacts

3 of 19
  • Alfred Knapp

    PartnerCRD 4295085

  • Allix Dennis

    Allix Dennis

    Wealth AdvisoryCRD 4536622

  • John Csenge

    John Csenge

    Founder & Managing PartnerCRD 703680

Unlock 16 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1218 Webster St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth