Ridgeback Securities, Ltd

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
19
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
120448
Registered since
September 12, 2002
Website
mccltd.com

Firm profile

FINTRX

Overview

Ridgeback Securities, Ltd. is structured as a partnership and has been SEC-registered since 2002. The firm is owned at the domestic entity and individual level and is classified in FINTRX as "Unclassified." The database indicates Ridgeback is not a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state adviser. Public disclosures to FINTRX for the firm are minimal: business activities, advisory services, fee schedules, and client segments are not provided in the profile. That lack of detail limits visibility into Ridgeback’s target clients, investment approach, and service model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Eric Caisse

    Eric Caisse

    Chief Investment Officer & PartnerCRD 2918662

  • Aviva Sapers

    Aviva Sapers

    President, CEOCRD 1301333

  • William Vanpelt

    William Vanpelt

    Chief Compliance OfficerCRD 1716622

Contacts

3 of 16
  • Eva Creixell

    Eva Creixell

    CRD 7398776

  • Alfred Knapp

    PartnerCRD 4295085

  • Joseph Porter

    PartnerCRD 7127880

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1218 Webster St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth