RICHARDS FINANCIAL PLANNING, LLC

RIASEC Registered
Total AUM
$330K
Discretionary
$0
0% of AUM
Avg account
$165K
Accounts
2
Employees
1
Advisory reps
1

Firm details

Headquarters
HOUSTON, Texas
CRD number
306087
Fee structure
Percentage of AUM, Hourly Charges, Other
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Richards Financial Planning, LLC operates as an independent registered investment advisor (RIA) focused on providing a range of financial planning and portfolio management services primarily for individuals and families. The firm is structured as a limited liability company and is owned by an individual, which allows for a personalized approach to client relationships. Their business activities extend to insurance brokerage, enhancing their ability to offer comprehensive financial solutions. The firm does not actively engage in ESG investing and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 36%, Public Funds/Mutual Funds 36%, Cash & Cash Equivalents 28%36%
  • Exchange Traded Equities36%
  • Public Funds/Mutual Funds36%
  • Cash & Cash Equivalents28%

Contacts

1 of 1
  • ALVIN RICHARDS

    Financial ConsultantCRD 1685804

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
15923 Pinyon Creek Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth