Richard P. Slaughter Associates, Inc.
Firm details
- Headquarters
- Austin, Texas
- CRD number
- 109080
- Registered since
- April 20, 1998
- Website
- www.slaughterinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI89.05%
- Individuals9.52%
- Charitable Organizations1.29%
- Insurance Companies0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Richard P. Slaughter Associates, Inc. is an independent registered investment adviser that has been SEC-registered since 1998. The firm operates as a capital allocator for individual and family clients, combining fee arrangements based on a percentage of assets under management with hourly billing for certain services. Its advisory offering spans financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses and institutions, selection of third‑party advisers, and client education through publications and seminars. The firm is not identified as an active ESG investor and does not present itself as a multi‑state or pension consultant adviser. Its organizational structure is a corporation with domestic and individual ownership and it conducts selection and oversight of third‑party managers as part of its client solutions.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities10%
- Derivatives9%
- Cash & Cash Equivalents3%
Owners & executives
2 of 2
Jana Hovey
Financial Planning CoordinatorCRD 3231570

Brooks Slaughter
President, CEOCRD 2313765
Contacts
3 of 12
Jeremy Mocek
Financial PlannerCRD 6359353

Joshua Gideon
Financial PlannerCRD 5991791

Tanner Banister
Wealth AdvisorCRD 6955749
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 71Active vs passive
$464M in ETFs
55%
$254M
41%
$210M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN INTERNATIONAL RESEARCH ENHANCED EQUITY ETF (JIRE) | JP Morgan | Active | Foreign Large Blend | $65.3M | 791,687 | 14.07% |
Location
Austin, TX
Travis
Location
Austin, TX
Headquartered in Austin, TX, in the South of the United States.
- Region
- South
- County
- Travis
- Address
- 9600 N Mopac Expy
- Time zone
- CT (UTC-6)
- Office locations
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