Richard P. Slaughter Associates, Inc.

Overview

Richard P. Slaughter Associates, Inc. is an independent registered investment adviser focused on serving individuals and families. The firm acts as a capital allocator and offers a mix of financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational publications and seminars. Its advisory model blends fee-for-service planning (hourly) with percentage-of-AUM portfolio management, and the firm reports it is not an active ESG investor. Investment activity shows a clear tilt toward public funds and pooled products: the firm's largest asset bucket is public funds/mutual funds, and its 13F disclosure is ETF-heavy. That mix suggests the firm constructs portfolios around liquid, fund-based building blocks for broad market exposure while reserving allocations to third-party managers for non‑public strategies. The firm also uses selection-of-advisers authority, indicating it outsources specialized sleeves when client mandates call for manager expertise.

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Public Holdings

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Location & Offices