Richard G. Slater
Firm details
- Headquarters
- ,
- CRD number
- 112239
- Registered since
- June 1, 2001
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Individuals51.46%
- HNWI48.54%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Richard G. Slater operates as a sole-proprietorship independent registered investment adviser focused on individual and family clients. The firm — led by Richard G. Slater — provides financial planning and portfolio management for individuals and small businesses. Its fee model includes percentage-of-AUM billing alongside fixed fees and performance-based arrangements. The adviser is SEC-registered since 2001 and does not position itself as an ESG-focused or multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds91%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities2%
- State & Local Bonds2%
- Exchange Traded Equities1%
Owners & executives
1 of 1
Richard Slater
Owner, Chief Compliance OfficerCRD 1525400
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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