RIA Advisors
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 150661
- Registered since
- April 16, 2013
- Website
- realinvestmentadvice.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Subscription Fees, Fixed Fees
- Client types
- HNWI76.8%
- Individuals20.07%
- Other Investment Advisers2.49%
- Pension & Profit Sharing Plans0.63%
- Business Development Companies0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
RIA Advisors is an independent registered investment adviser organized as an LLC and SEC-registered since 2013. The firm serves both high-net-worth individuals and families as well as institutional clients, offering financial planning, portfolio management for individuals and for businesses or institutions, pension consulting services, and educational seminars. Its revenue model combines asset-based fees with subscription and fixed-fee arrangements. RIA Advisors does not describe itself as an active ESG investor and operates under domestic ownership structures. The firm received placement on the Financial Times' Top 300 RIA Firms list in 2020. It relies on third-party managers for certain alternative exposures rather than acting as a direct capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities41%
- Public Funds/Mutual Funds26%
- US Government Bonds14%
- Cash & Cash Equivalents13%
- Investment Grade Corp Bonds3%
Owners & executives
2 of 2
Connie Mack
Managing Member And Chief Compliance OfficerCRD 4144361
Lance Roberts
Chief Portfolio StrategistCRD 3068207
Contacts
3 of 13
Thomas Allen
Retirement Plan ConsultantCRD 5904285
Sarah Buenger
Investment Advisor RepresentativeCRD 4722812
Devoda Owens
Relationship ManagerCRD 6582546
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 82Active vs passive
$741M in ETFs
99%
$730M
<1%
$11.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MBS ETF (MBB) | BlackRock | Passive | Intermediate Government | $111M | 1,172,019 | 14.94% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 11750 Katy Fwy
- Time zone
- CT (UTC-6)
- Office locations
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