RIA Advisors

RIASEC Registered

Total AUM

$1.8B

Discretionary

$1.8B

96% of AUM

Avg account

$464K

Accounts

3,969

Employees

Advisory reps

Firm details

Headquarters: Houston, Texas
CRD number: 150661
Registered since: April 16, 2013
Website: realinvestmentadvice.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Subscription Fees, Fixed Fees
Client types: HNWI76.8%
Individuals20.07%
Other Investment Advisers2.49%
Pension & Profit Sharing Plans0.63%
Business Development Companies0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

RIA Advisors is an independent limited liability company that provides advisory services to both individuals/families and institutional clients. The firm is registered with the SEC (registered in 2013) and operates a mix of fee models, including a percentage-of-AUM schedule as well as subscription and fixed-fee arrangements. Its service menu includes financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and educational seminars. The firm reports industry ties to other investment advisers and an insurance company. RIA Advisors was named among the Financial Times’ Top 300 RIA Firms in 2020.