RGB Capital Group

RIAState Registered
Total AUM
$86.1M
Discretionary
$86.1M
100% of AUM
Avg account
$414K
Accounts
208
Employees
4
Advisory reps
2

Firm details

Headquarters
,
CRD number
150420
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI70.62%
  • Individuals27.37%
  • Corporations / Businesses2.01%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

RGB Capital Group is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves individual and family clients and provides portfolio management for individuals and small businesses. Its typical fee model combines a percentage-of-AUM charge with the ability to assess performance-based fees. RGB does not identify itself as a capital allocator, does not describe active ESG investing as part of its process, and is not flagged as a multi-state adviser on the provided snapshot.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

2 of 2
  • Robert Bernstein

    Robert Bernstein

    PresidentCRD 5674019

  • Ryan Redfern

    Ryan Redfern

    Assistant Portfolio ManagerCRD 4169279

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth