RF Capital Management

RIASEC Registered
Total AUM
$816K
Discretionary
$816K
100% of AUM
Avg account
$81.6K
Accounts
10
Employees
1
Advisory reps
1

Firm details

Headquarters
Arcadia, California
CRD number
289534
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI83.29%
  • Individuals16.71%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

RF Capital Management is a small, independently owned registered investment adviser structured as an LLC that focuses on portfolio management for individuals and small businesses. The firm serves individual and family clients and charges asset-based fees alongside the ability to assess performance-based fees. Its practice is discretionary, managing client assets directly rather than acting only in an advisory or referral capacity. The firm reports no active ESG investing program, does not operate as a multi-state adviser, and does not identify as a capital allocator, pension consultant, related adviser, or recently formed adviser. Ownership is individual, and the business model centers on traditional wealth-management activities rather than institutional consulting or wholesale third-party distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Roger Fan

    Founder & Chief Investment OfficerCRD 6840937

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Arcadia, CA

Los Angeles

Location

Arcadia, CA

Headquartered in Arcadia, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
615 Las Tunas Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth