RETIREMENT PLANNING SOLUTIONS, LLC
Firm details
- Headquarters
- LOUISVILLE, Kentucky
- CRD number
- 311575
- Registered since
- December 4, 2020
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals64.92%
- HNWI34.83%
- Charitable Organizations0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Retirement Planning Solutions, LLC is an independent registered investment adviser organized as an LLC and operating since 2020. The firm serves both individual/family clients and institutional relationships. Its advisory work centers on financial planning and portfolio management for individuals, small businesses, and pooled investment vehicles, and it also operates as an insurance broker. Fees are charged as a percentage of AUM and, where appropriate, on hourly or fixed-fee bases. The firm is not positioned as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds43%
- Other21%
- Exchange Traded Equities17%
- Private Funds15%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1SONIA GOFORTH
Chief Compliance OfficerCRD 2544170
Contacts
3 of 8John Hutchins
Partner, Wealth AdvisorCRD 5489928
LAWRENCE CARTER
Investment Advisor RepresentativeCRD 2058988
Rodney Brooks
Business ConsultantCRD 1479411
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 83Active vs passive
$128M in ETFs
73%
$93.1M
17%
$35.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $51.5M | 511,705 | 40.17% |
Location
LOUISVILLE, KY
JEFFERSON
Location
LOUISVILLE, KY
Headquartered in LOUISVILLE, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- JEFFERSON
- Address
- 3432 Stony Spring Cir
- Time zone
- CT (UTC-6)
- Office locations
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