Register Financial Advisors, LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 143884
- Registered since
- April 17, 2015
- Website
- registerfinancial.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.03%
- Individuals26.86%
- Pension & Profit Sharing Plans1.6%
- Corporations / Businesses1.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Register Financial Advisors, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2015. The firm is owned by an individual and focuses on serving individual and family clients. It acts as a capital allocator and offers a mix of engagement models, charging percentage-of-AUM fees as well as hourly and fixed fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions or businesses, pension consulting, and the selection of other advisers. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds2%
Owners & executives
1 of 1
George Register
President, CEOCRD 373031
Contacts
3 of 14
Edward Waits
Investment Advisor RepresentativeCRD 3253004
Adam Waller
Financial AdvisorCRD 7145763
Lydia Gumina
Client Service AssociateCRD 8152110
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 286Active vs passive
$108M in ETFs
84%
$91.1M
15%
$17.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $12.2M | 141,812 | 11.29% |
Location
Atlanta, GA
Fulton
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 3500 Lenox Rd Ne
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Paces Ferry Wealth Advisors, LLC
RIAAtlanta, GA
Source Capital, LLC
RIAAtlanta, GA
Investors Asset Management of Georgia Inc
RIAAtlanta, GA
First Advisors National, LLC
RIAAtlanta, GA
Adapt Wealth Advisors, LLC
RIAAtlanta, GA
Highbrook Capital Partners
RIAAtlanta, GA