Register Financial Advisors, LLC

RIASEC Registered

Total AUM

$488M

Discretionary

$395M

81% of AUM

Avg account

$575K

Accounts

850

Employees

Advisory reps

Firm details

Headquarters: Atlanta, Georgia
CRD number: 143884
Registered since: April 17, 2015
Website: registerfinancial.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI70.03%
Individuals26.86%
Pension & Profit Sharing Plans1.6%
Corporations / Businesses1.51%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Register Financial Advisors, LLC is an independent, individual-owned RIA organized as an LLC and registered with the SEC in 2015. The firm serves primarily individual and family clients and offers a mix of fee arrangements—percentage of AUM, hourly charges, and fixed fees. Its stated advisory services include financial planning, portfolio management for individuals and for small businesses and institutions, pension consulting services, and selection of other advisers. The firm functions as a capital allocator and maintains industry relationships with a broker-dealer and an insurance company. Register Financial Advisors is not characterized as an active ESG investor.