Regions Securities LLC

Overview

Regions Securities LLC is organized as a limited liability company and is registered with the SEC (registration date recorded as 2012). FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is recorded as a domestic entity and individual combination. The FINTRX record contains minimal detail on the firm’s advisory or fee activities. It does indicate the firm is not identified as a capital allocator and is not marked as an active ESG investor, pension consultant, multi-state adviser, newly formed adviser, or related adviser. The available data suggests the firm operates in intermediary or investment-banking roles rather than running discretionary wealth-management portfolios.

Assets & Accounts

Investments & Alternatives

Location & Offices