Regional Investment Services, Inc.
Firm details
- Headquarters
- Orlando, Florida
- CRD number
- 46929
- Registered since
- July 21, 1999
Firm profile
FINTRXOverview
Regional Investment Services, Inc. is a corporate advisory entity that has been SEC-registered since 1999. Public filings classify the firm as "Unclassified" and identify its ownership as a domestic entity/individual. The firm is not designated as a capital allocator, does not report being an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. FINTRX does not provide descriptions of the firm's advisory activities, fee schedules, client segments, or broader business functions.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Ralph Milne
Chief Compliance OfficerCRD 6034910
William Mccauley
President, Chief Compliance Officer and Chief Financial OfficerCRD 5267440
Contacts
3 of 7
Austin Germain
Regional DirectorCRD 7025815
Adam Israel
CCOCRD 1217606
Jonathan Knowlton
Regional Sales DirectorCRD 4682263
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Orlando, FL
Orange
Location
Orlando, FL
Headquartered in Orlando, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Orange
- Address
- 333 S Garland Ave
- Time zone
- ET (UTC-5)
- Office locations
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