Regional Investment Services, Inc.

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Orlando, Florida
CRD number
46929
Registered since
July 21, 1999

Firm profile

FINTRX

Overview

Regional Investment Services, Inc. is a corporate-structured investment adviser that has been SEC-registered since 1999. Ownership is recorded as a mix of a domestic entity and an individual. The firm is listed as unclassified in the snapshot data and is not identified as a capital allocator. It is not flagged as an active ESG investor, multi-state adviser, newly formed adviser, pension consultant, or related adviser. Publicly available profile fields for business activities, advisory services, fee structure and client segmentation are minimal in the FINTRX snapshot; the record supplies registration, ownership and a small set of categorical flags but does not describe investment strategies, client types, or service lines.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Ralph Milne

    Ralph Milne

    Chief Compliance OfficerCRD 6034910

  • William Mccauley

    William Mccauley

    President, Chief Compliance Officer and Chief Financial OfficerCRD 5267440

Contacts

3 of 7
  • Jared Myton

    Jared Myton

    Staff AccountantCRD 8167574

  • Samuel Floyd

    Director of Business DevelopmentCRD 6093029

  • Colin McDevitt

    Colin McDevitt

    Regional Sales DirectorCRD 7407483

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Orlando, FL

Orange

Location

Orlando, FL

Headquartered in Orlando, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Orange
Address
333 S Garland Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth