REGIONAL INVESTMENT SERVICES, INC.

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
ORLANDO, Florida
CRD number
46929
Registered since
July 21, 1999

Firm profile

FINTRX

Overview

Regional Investment Services, Inc. is registered with the SEC and organized as a corporation. The firm has been SEC-registered since 1999 and is owned by a combination of a domestic entity and an individual. FINTRX classifies the firm as unclassified and records indicate it is not a multi-state adviser, not newly formed, and does not operate as a pension consultant or a related adviser. The publicly available profile for the firm contains very limited operational detail. Key fields such as client types, fee structure, and stated advisory activities are not populated in the source record, and the firm is marked as not an active ESG investor and not a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Ralph Milne

    Chief Compliance OfficerCRD 6034910

  • WILLIAM MCCAULEY

    President, Chief Compliance Officer and Chief Financial Officer CRD 5267440

Contacts

3 of 8
  • Jared Myton

    Staff AccountantCRD 8167574

  • Colin McDevitt

    Regional Sales DirectorCRD 7407483

  • Caleb La Sage

    Internal Sales ConsultantCRD 7698266

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ORLANDO, FL

ORANGE

Location

ORLANDO, FL

Headquartered in ORLANDO, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
ORANGE
Address
333 S Garland Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth