Regional Investment Services, Inc.
Firm details
- Headquarters
- Orlando, Florida
- CRD number
- 46929
- Registered since
- July 21, 1999
Firm profile
FINTRXOverview
Regional Investment Services, Inc. is organized as a corporation and is listed as an SEC-registered adviser since 1999. The ownership is recorded as a mix of a domestic entity and an individual. In the dataset the firm is classified as "Unclassified" and is not identified as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. The submission contains no descriptive detail about the firm's advisory activities, investment strategy, client segments, or fee model.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Ralph Milne
Chief Compliance OfficerCRD 6034910
William Mccauley
President, Chief Compliance Officer and Chief Financial OfficerCRD 5267440
Contacts
3 of 7
Austin Germain
Regional DirectorCRD 7025815
Adam Israel
CCOCRD 1217606
Jonathan Knowlton
Regional Sales DirectorCRD 4682263
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Orlando, FL
Orange
Location
Orlando, FL
Headquartered in Orlando, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Orange
- Address
- 333 S Garland Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
PLP Capital
Broker-DealerOrlando, FL
International Assets Advisory, LLC
Broker-DealerOrlando, FL
Lexington Park Capital Markets, LLC
Broker-DealerOrlando, FL
S2K Financial LLC
Broker-DealerOrlando, FL
AC Sunshine Securities LLC
Broker-DealerOrlando, FL
Scred Securities US LLC
Broker-DealerOrlando, FL