REGIMENT SECURITIES, LLC.

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
28
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
311302
Registered since
July 16, 2021

Firm profile

FINTRX

Overview

Regiment Securities, LLC is an LLC that registered with the SEC in 2021. The firm’s ownership is reported as a combination of a domestic entity and an individual, and its classification in the source is listed as "unclassified." The profile indicates Regiment Securities is not functioning as a capital allocator, does not identify as an active ESG investor, is not a multi-state adviser, and is not recorded as a pension consultant or related adviser. Public disclosure provided to FINTRX contains no detail on the firm’s advisory activities, client types, fee schedule, or specific business lines.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • DAVID VALENTINE

    Chief Investment OfficerCRD 2665994

  • STEPHEN BURNHAM

    CEOCRD 4663613

  • Dean DeLisle

    Chief Revenue OfficerCRD 7959025

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Contacts

3 of 24
  • DANTE LANCELLOTTI

    Registered RepresentativeCRD 1135924

  • LAWRENCE BERLIN

    Registered RepresentativeCRD 2536789

  • Matthew Peoples

    Registered RepresentativeCRD 3095013

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
420 N Wabash Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth