Regiment Securities, LLC

Overview

Regiment Securities, LLC is organized as a limited liability company and registered with the SEC in 2021. FINTRX classifies the firm as unclassified and records the owner type as a combination of a domestic entity and an individual. The firm is not flagged as a capital allocator, does not report activity as an ESG investor, and is not designated as a multi-state adviser or a pension consultant. FINTRX does not list the firm’s advisory or business activities, and the firm has not provided a client base breakdown. The public filings and the database entry contain minimal operational detail, so there is little visible evidence of an ongoing wealth-management practice or product set from the available records.

Assets & Accounts

Location & Offices