Regent Wealth Management, Inc.
Firm details
- Headquarters
- Tulsa, Oklahoma
- CRD number
- 150197
- Registered since
- May 20, 2009
- Website
- regentwm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.1%
- Individuals19.9%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Regent Wealth Management, Inc. is an independent, privately owned registered investment adviser organized as a corporation. The firm focuses on individual and family clients and bills primarily on a percentage-of-AUM basis. Its core advisory services are financial planning and portfolio management for individuals and small businesses. Regent is state-registered in Arkansas, Oklahoma and Texas and identifies as a non-ESG investor and not a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Contacts
3 of 4Harvey Little
Advisor, ShareholderCRD 4489985
Thad Kent
AdvisorCRD 4578043
Mark Springer
ShareholderCRD 3168431
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Tulsa, OK
Tulsa
Location
Tulsa, OK
Headquartered in Tulsa, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.
- Metro area
- Tulsa-Muskogee-Bartlesville, OK
- Region
- South
- County
- Tulsa
- Address
- 9242 S Sheridan Rd
- Time zone
- CT (UTC-6)
- Office locations
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