REGENT WEALTH MANAGEMENT, INC.

Overview

Regent Wealth Management, Inc. is an independent, SEC-registered registered investment adviser organized as a corporation and owned by an individual. The firm has been registered with the SEC since 2009 and serves primarily individual and family clients. Its service model centers on fee-based wealth management (percentage of AUM) with core offerings of financial planning and portfolio management for individuals and small businesses. Regent indicates it does not position itself as a capital allocator or pension consultant, is not an active ESG investor, and is not registered as a multi-state adviser. The firm lists professional relationships with accountants and insurance companies as part of its industry affiliations.

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Location & Offices