REGENCY FINANCIAL, LLC

Overview

Regency Financial, LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. Its advisory activity centers on financial planning rather than discretionary asset management. The firm also operates as a registered representative of a broker‑dealer and as an insurance broker, suggesting implementation of recommendations through broker‑dealer or insurance channels rather than through an in‑house custody/portfolio platform. Fee arrangements are hourly or fixed‑fee engagements. Regency Financial is not identified as a capital allocator, does not report an active ESG investing stance, and is not described as a multi‑state adviser, pension consultant, or part of a related‑adviser group.

Assets & Accounts

Investments & Alternatives

Location & Offices