Regatta Capital Group, LLC
Firm details
- Headquarters
- El Segundo, California
- CRD number
- 145363
- Registered since
- November 13, 2007
- Website
- www.regattainvest.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI73.38%
- Individuals12.38%
- Pension & Profit Sharing Plans9.86%
- Charitable Organizations1.72%
- Corporations / Businesses1.68%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Regatta Capital Group, LLC is an independent SEC-registered advisory firm formed as an LLC in 2007. The firm positions itself as a capital allocator for both high-net-worth individuals and families and institutional clients, offering a mix of financial planning and portfolio management across individual, pooled vehicle and institutional mandates. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly, fixed-fee and performance-based structures. Regatta reports an active ESG investment approach and lists sponsorship/GP/managing-member activity for pooled investment vehicles among its industry affiliations. The firm appeared on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities16%
- Private Funds12%
- Cash & Cash Equivalents12%
- Non-Exchange Traded Equities2%
Owners & executives
1 of 1
Russell Mohberg
Co-Founder, Managing Partner, and Chief Investment OfficerCRD 4354403
Contacts
3 of 12
Lindsey Diranian
Financial AdvisorCRD 6420685
Spencer Kelly
Co-Founder & Managing PartnerCRD 4741392
Erika Jenkins
Director Of TaxCRD 7298385
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 92Active vs passive
$444M in ETFs
66%
$294M
32%
$149M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $55.5M | 389,492 | 12.51% |
Location
El Segundo, CA
Los Angeles
Location
El Segundo, CA
Headquartered in El Segundo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 880 Apollo St
- Time zone
- PT (UTC-8)
- Office locations
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