REGATTA CAPITAL GROUP, LLC

RIASEC RegisteredEst. 2007

Total AUM

$1.6B

Discretionary

$1.4B

92% of AUM

Avg account

$403K

Accounts

3,847

Employees

Advisory reps

Firm details

Headquarters: EL SEGUNDO, California
CRD number: 145363
Registered since: November 13, 2007
Website: www.regattainvest.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI73.38%
Individuals12.38%
Pension & Profit Sharing Plans9.86%
Charitable Organizations1.72%
Corporations / Businesses1.68%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Regatta Capital Group, LLC is an independent registered investment adviser that blends discretionary portfolio management with bespoke financial planning for individuals, families and institutions. The firm acts as a capital allocator and sponsor/GP of pooled investment vehicles, which lets it combine third‑party fund access with in‑house private fund management. Fee arrangements are flexible and include percentage of AUM, hourly and fixed fees, and performance‑based compensation for certain mandates and private vehicles. Regatta identifies as an active ESG investor, and that stance appears to influence public equity and ETF allocations. Service lines include portfolio management for individuals, small businesses and pooled vehicles, pension consulting and comprehensive financial planning. The firm’s business model emphasizes multi‑asset public market exposure through mutual funds and ETFs while layering alternative strategies and private funds for return enhancement and diversification. Regatta was named a Top RIA Firm by FA Magazine in 2020.