REG Capital Advisors
Firm details
- Headquarters
- ,
- CRD number
- 142625
- Website
- www.regcapital.com
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI83.55%
- Individuals16.45%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
REG Capital Advisors is a small, single-owner advisory firm organized as an LLC that provides discretionary portfolio management for individuals and small businesses. The firm’s filing shows a clear equity emphasis: exchange-traded equities are the dominant exposure in managed accounts. Compensation is a blend of a percentage-of-assets fee and performance-based fees, which suggests they work with clients who meet the qualified-client thresholds required for incentive arrangements. The adviser is not positioned as a multi-state or pension consultant and does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Cash & Cash Equivalents6%
Owners & executives
1 of 1
Richard Greulich
President and CEOCRD 1087963
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations