REFORMATION MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2022
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
MIAMI, Florida
CRD number
317893
Registered since
September 9, 2022

Firm profile

FINTRX

Overview

Reformation Management, LLC is a privately owned investment adviser organized as a limited liability company and registered with the SEC in 2022. The firm operates as sponsor and general partner for pooled private investment vehicles, with its primary activity centered on managing multiple private funds rather than operating a traditional retail advisory platform. Reformation does not profile itself as an ESG-focused manager and is not registered as a multi-state adviser; its regulatory and organizational disclosures classify it as an unclassified adviser under individual ownership. Investment activity is concentrated in closed-end private fund structures. The firm’s allocation interest is weighted toward private equity-style venture capital vehicles, and its role as sponsor and managing member indicates it runs the investment decision-making and day-to-day management of those pooled vehicles. That governance posture typically aligns with responsibilities for sourcing deal flow, performing diligence, negotiating terms, and overseeing portfolio company relationships on behalf of fund investors.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • James Hao

    Managing PartnerCRD 7630902

  • ANDREW OVED

    Managing PartnerCRD 7630903

  • DAVID ROGG

    Managing PartnerCRD 5940415

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
310 NW 26th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth